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Supplement to 2022 Annual Report 0466.0024; 1339529 SUPPLEMENT TO 2022 CONSOLIDATED ANNUAL REPORT ON THE SERVICE PLAN AVON STATION METROPOLITAN DISTRICT AND CONFLUENCE METROPOLITAN DISTRICT Reporting Period: January 1, 2022 – December 31, 2022 Pursuant to Section 32-1-207(3)(c), Colorado Revised Statutes, Avon Station Metropolitan District and Confluence Metropolitan District (the “Districts”) provide the following supplemental information to the 2022 Consolidated Annual Report on the Service Plan for the year ended December 31, 2022: A copy of the audited financial statements, if required by the “Colorado Local Government Audit Law”, part 6 of article 1 of title 29, or the application for exemption from audit, as applicable: The annual Audit Reports for the fiscal year ending December 31, 2022 (“2022 Audits”) are attached hereto as Exhibits A-1 and A-2. EXHIBIT A-1 2022 Audit Avon Station Metropolitan District AVON STATION METROPOLITAN DISTRICT FINANCIAL STATEMENTS AND REPORT OF INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS December 31, 2022 TABLE OF CONTENTS REPORT OF INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS 1 MANAGEMENT’S DISCUSSION AND ANALYSIS 4 BASIC FINANCIAL STATEMENTS Government-wide Financial Statements Statement of Net Position 7 Statement of Activities 8 Fund Financial Statements Balance Sheet – Governmental Funds 9 Reconciliation of the Balance Sheet of Governmental Funds to the Statement of Net Position 10 Statement of Revenues, Expenditures and Changes in Fund Balances – Governmental Funds 11 Reconciliation of the Statement of Revenues, Expenditures and Changes in Fund Balance – Governmental Funds – to the Statement of Activities 12 Notes to the Financial Statements 13 Required Supplementary Information Schedule of Revenues, Expenditures and Changes in Fund Balance – Budget and Actual – General Fund 24 Notes to Required Supplementary Information 25 Other Supplementary Information Schedule of Revenues, Expenditures and Changes in Fund Balance – Budget and Actual – Debt Service Fund 26 Summary of Assessed Valuation, Mill Levy, and Property Tax Collections 27 2499 Hwy. 6&50 www.csdcpa.com 970-245-3000 Grand Junction, CO 81505 e-mail info @ csdcpa.com FAX 970-242-4716 TOLL FREE 877-245-8080 INDEPENDENT AUDITOR’S REPORT To the Board of Directors and Management Avon Station Metropolitan District c/o Marchetti & Weaver LLC 28 Second Street, Suite 21300 Edwards, CO 81632 Opinions We have audited the accompanying financial statements of the governmental activities, and each major fund of Avon Station Metropolitan District, (the District) as of and for the year ended December 31, 2022, and the related notes to the financial statements, which collectively comprise the District’s basic financial statements as listed in the table of contents. In our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, and each major fund of Avon Station Metropolitan District, as of December 31, 2022, and the respective changes in financial position for the year then ended in accordance with accounting principles generally accepted in the United States of America. Basis for Opinions We conducted our audit in accordance with auditing standards generally accepted in the United States of America. Our responsibilities under those standards are further described in the Auditor’s Responsibilities for the Audit of the Financial Statements section of our report. We are required to be independent of the District, and to meet our other ethical responsibilities, in accordance with the relevant ethical requirements relating to our audit. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinions. Responsibilities of Management for the Financial Statements Management is responsible for the preparation and fair presentation of the financial statements in accordance with accounting principles generally accepted in the United States of America, and for the design, implementation, and maintenance of internal control relevant to the preparation and fair presentation of financial statements that are free from material misstatement, whether due to fraud or error. In preparing the financial statements, management is required to evaluate whether there are conditions or events, considered in the aggregate, that raise substantial doubt about the District’s ability to continue as a going concern for twelve months beyond the financial statement date, including any currently known information that may raise substantial doubt shortly thereafter. Auditor’s Responsibilities for the Audit of the Financial Statements Our objectives are to obtain reasonable assurance about whether the financial statements as a whole are free from material misstatement, whether due to fraud or error, and to issue an auditor’s report that includes our opinions. Reasonable assurance is a high level of assurance but is not absolute assurance and therefore is not a guarantee that an audit conducted in accordance with generally accepted auditing standards will always detect a material misstatement when it exists. The risk of not detecting a material misstatement resulting from fraud is higher than for one resulting from Avon Station Metropolitan District Page Two error, as fraud may involve collusion, forgery, intentional omissions, misrepresentations, or the override of internal control. Misstatements are considered material if there is a substantial likelihood that, individually or in the aggregate, they would influence the judgment made by a reasonable user based on the financial statements. In performing an audit in accordance with generally accepted auditing standards, we:  Exercise professional judgment and maintain professional skepticism throughout the audit.  Identify and assess the risks of material misstatement of the financial statements, whether due to fraud or error, and design and perform audit procedures responsive to those risks. Such procedures include examining, on a test basis, evidence regarding the amounts and disclosures in the financial statements.  Obtain an understanding of internal control relevant to the audit in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the District’s internal control. Accordingly, no such opinion is expressed.  Evaluate the appropriateness of accounting policies used and the reasonableness of significant accounting estimates made by management, as well as evaluate the overall presentation of the financial statements.  Conclude whether, in our judgment, there are conditions or events, considered in the aggregate, that raise substantial doubt about the District’s ability to continue as a going concern for a reasonable period of time. We are required to communicate with those charged with governance regarding, among other matters, the planned scope and timing of the audit, significant audit findings, and certain internal control-related matters that we identified during the audit. Required Supplementary Information Accounting principles generally accepted in the United States of America require that the management’s discussion and analysis and budgetary comparison information be presented to supplement the basic financial statements. Such information is the responsibility of management and, although not a part of the basic financial statements, is required by the Governmental Accounting Standards Board, who considers it to be an essential part of financial reporting for placing the basic financial statements in an appropriate operational, economic, or historical context. We have applied certain limited procedures to the required supplementary information in accordance with auditing standards generally accepted in the United States of America, which consisted of inquiries of management about the methods of preparing the information and comparing the information for consistency with management’s responses to our inquiries, the basic financial statements, and other knowledge we obtained during our audit of the basic financial statements. We do not express an opinion or provide any assurance on the information because the limited procedures do not provide us with sufficient evidence to express an opinion or provide any assurance. Supplementary Information Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the District’s basic financial statements. The budgetary comparison schedule for the debt service funds is presented for purposes of additional analysis and is not a required part of the basic financial statements. Such information is the responsibility of management and was Avon Station Metropolitan District Page Three derived from and relates directly to the underlying accounting and other records used to prepare the basic financial statements. The information has been subjected to the auditing procedures applied in the audit of the basic financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the basic financial statements or to the basic financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the budgetary schedule for the debt service fund is fairly stated, in all material respects, in relation to the basic financial statements as a whole. Other Information Management is responsible for the other information included in the annual report. The other information comprises the summary of assessed valuation, mill levy, and property tax collection but does not include the basic financial statements and our auditor’s report thereon. Our opinions on the basic financial statements do not cover the other information, and we do not express an opinion or any form of assurance thereon. In connection with our audit of the basic financial statements, our responsibility is to read the other information and consider whether a material inconsistency exists between the other information and the basic financial statements, or the other information otherwise appears to be materially misstated. If, based on the work performed, we conclude that an uncorrected material misstatement of the other information exists, we are required to describe it in our report. Chadwick, Steinkirchner, Davis & Co., P.C. June 27, 2023 - 4 - Avon Station Metropolitan District Management’s Discussion and Analysis December 31, 2022 As management of Avon Station Metropolitan District (the “District”), we offer readers of the District’s financial statements this narrative overview and analysis of the financial activities of the District for the fiscal year ended December 31, 2022 Overview of the Financial Statements This discussion and analysis is intended to serve as an introduction to the District’s basic financial statements. The District’s basic financial statements comprise three components: 1) government-wide financial statements; 2) fund financial statements; and 3) notes to the financial statements. This report also contains supplementary information presented after the notes to the financial statements. Government-wide financial statements. The government-wide financial statements are designed to provide readers with a broad overview of the District’s finances, in a manner similar to a private-sector business. The Statement of Net Position presents information on all of the District’s assets, deferred outflows, liabilities, and deferred inflows with the difference reported as net position. Over time, increases or decreases in net position may serve as a useful indicator of whether the financial position of the District is improving or deteriorating. The Statement of Activities presents information showing how the government’s net position changed during the most recent fiscal year. All changes in net position are reported as soon as the underlying event giving rise to the change occurs, regardless of the timing of related cash flows. Thus, revenues and expenses are reported in this statement for some items that will only result in cash flows in future fiscal periods. The governmental activity of the District is primarily financing construction, operation, and maintenance of the basic public infrastructure that is performed by Confluence Metropolitan District. There are no business-type activities within the District. The government-wide financial statements can be found on pages 7 and 8 of this report. Fund financial statements. A fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. The District, like other state and local governments, uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements. The District currently has two funds, the General Fund and the Debt Service Fund, both of which are governmental funds. Governmental funds. Governmental funds are used to account for essentially the same functions reported as governmental activities in the government-wide financial statements. However, unlike the government-wide financial statements, governmental fund financial statements focus on near-term inflows and outflows of expendable resources, as well as on balances of expendable resources available at the end of the fiscal year. Such information may be useful in evaluating a government’s near-term financing requirements. Because the focus of governmental funds is narrower than that of the government-wide financial statements, it is useful to compare the information presented for governmental funds with similar information presented for governmental activities in the government-wide financial statements. By doing so, readers may better understand the long-term impact of the government’s near-term financing decisions. Both the expenditures and changes in fund balances provide a reconciliation to facilitate this comparison between governmental funds and governmental activities. - 5 - Overview of the Financial Statements (continued) Notes to the Financial Statements. The notes provide additional information that is essential to a full understanding of the data provided in the government-wide and fund financial statements. The Notes to the Financial Statements can be found on pages 13 through 23 of this report. Government-wide Financial Analysis. A condensed comparative summary of the District’s government-wide assets, liabilities, deferred inflows, net position, revenues and expenditures follows: The District is the “financing district” in a dual district structure whereby the District is financing the majority of the cost of constructing, operating and maintaining the infrastructure built and operated by Confluence Metropolitan District (CMD). This infrastructure is constructed to benefit the constituents of Avon Station Metropolitan District (ASMD) and CMD. The District entered into a District Facilities Joint Financing,Construction and Service Agreement with CMD which has subsequently been amended. Pursuant to this agreement, as amended, CMD is obligated to construct and provide the initial financing for the primary infrastructure for the ASMD area. ASMD will ultimately pay a “capital obligation” to 2022 2021 Assets: Current and other assets 1,393,618$ 1,379,123$ Long-term assets - - Total Assets 1,393,618 1,379,123 Liabilities and Deferred Inflows: Current, other liabilities and Deferred Inflows 1,202,573 1,218,092 Long-term obligations payable 24,251,835 24,198,562 Total Liabilities and Deferred Inflows 25,454,408 25,416,654 Net Assets: Restricted 280 284 Unrestricted (24,061,070) (24,037,815) Total Net Assets (24,060,790)$ (24,037,531)$ Revenues: Operating contributions -$ -$ General revenues: Property taxes 1,212,475 1,083,422 Other taxes 99,939 87,387 Interest and other revenue 5,896 987 Total Revenues 1,318,310 1,171,796 Expenses: General government 45,751 42,003 Intergovernmental agreement 1,295,818 (3,231,290) Total Expenses 1,341,569 (3,189,287) Change in Net Position (23,259) 4,361,083 Net Position - Beginning (24,037,531) (28,398,614) Net Position - Ending (24,060,790)$ (24,037,531)$ Governmental Activities Avon Station Metropolitan District Avon Station Metropolitan District's Change in Net Position Statement of Net Position - 6 - reimburse CMD for the costs to construct the infrastructure. ASMD will also pay a “service obligation” to reimburse CMD for the operating costs associated with administering and maintaining the assets. Government-wide Financial Analysis (continued) The majority of the District’s assets consist of property taxes receivable, representing those taxes levied in 2022 that will be collected in 2023. The District has an obligation to pay Confluence for the cost of constructing, operating, and maintaining the infrastructure assets and these obligations are reflected as long-term obligations on the District’s government-wide balance sheet. The District’s primary revenue sources were property taxes collected. These revenues have been used to pay the expenses of the District. The majority of the District’s expenses relate to the transfer of property taxes collected to Confluence Metropolitan District which are used to reduce the capital and service obligations owed. Financial Analysis of the District’s Funds As mentioned earlier, the District uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements. Governmental funds. The focus of the District’s governmental funds is to provide information on near- term inflows, outflows, and balances of expendable resources. Such information is useful in assessing the District’s financing requirements. In particular, unassigned fund balance may serve as a useful measure of a government’s net resources available for spending at the end of the fiscal year. As of the end of the current fiscal year, the District’s governmental funds reported a combined ending fund balance of $191,045 which reflects an increase of $30,014 from 2021. Budget Variances. The District expenditures were similar to budgeted results. Details can be seen on pages 24 and 26. Capital assets. As stated above, the infrastructure in the District was constructed and is being maintained by Confluence Metropolitan District. Any assets constructed with funding from or at the direction of CMD that are not dedicated to other governmental entities remain with CMD for ownership, operation and maintenance. Long-term debts. The District’s remaining capital and service obligation to Confluence for the balance of the cost of the infrastructure incurred through December 31, 2022 is $24,251,835. Additional information can be found in the Notes to the Financial Statement on page 21. Request for Information This financial report is designed to provide a general overview of the District’s finances for all those with an interest in the government’s finances. Questions concerning any of the information provided in this report or requests for additional financial information should be addressed to Marchetti & Weaver LLC, 28 Second Street, Suite 213, Edwards, CO 81632 or you may call (970) 926-6060. Assets Current Assets Cash and cash equivalents 196,774$ Amounts due from Eagle County 7,281 Property taxes receivable 1,187,042 Prepaid expense 2,521 Total Assets 1,393,618 Liabilities Current liabilities Accounts paybale 199 Due to Confluence Metropolitan District 15,332 Total Current Liabilities 15,531 Noncurrent Liabilities Capital and Service Obligations Payable to Confluence Metropolitan District 24,251,835 Total Noncurrent Liabilities 24,251,835 Total Liabilities 24,267,366 Deferred Inflows of Resources Property taxes 1,187,042 Net Position Restricted for emergencies 280 Unrestricted (24,061,070) Total Net Position (24,060,790)$ The accompanying notes are an integral part of these financial statements. Avon Station Metropolitan District STATEMENT OF NET POSITION December 31, 2022 - 7 - Program Charges for Operating Capital Net (Expense) Expenses Services Contributions Contributions Revenue Governmental Operations General government 45,751$ -$ -$ -$ (45,751)$ Intergovernmental agreement 1,295,818 - - - (1,295,818) Totals 1,341,569$ -$ -$ -$ (1,341,569) General Revenues Property taxes 1,212,475 Specific ownership taxes 99,939 Interest income 5,896 Total General Revenues 1,318,310 Change in Net Position (23,259) Net Position, beginning of year (24,037,531) Net Position, end of year (24,060,790)$ The accompanying notes are an integral part of these financial statements. Program Revenue For the year ended December 31, 2022 STATEMENT OF ACTIVITIES Avon Station Metropolitan District - 8 - Total Debt Governmental General Service Funds Assets Equity in pooled cash 153,723$ 43,051$ 196,774$ Amounts due from Eagle County - 7,281 7,281 Property taxes receivable - 1,187,042 1,187,042 Prepaid expense 2,521 - 2,521 Total Assets 156,244$ 1,237,374$ 1,393,618$ Liabilities, Deferred Inflows of Resources, and Fund Balance Liabilities Accounts Payable 199$ -$ 199$ Due to Confluence Metropolitan District - 15,332 15,332 Total Liabilities 199 15,332 15,531 Deferred Inflows of Resources Property taxes - 1,187,042 1,187,042 Total Deferred Inflows of Resources - 1,187,042 1,187,042 Fund Balances Nonspendable - prepaid expense 2,521 - 2,521 Restricted for emergencies 280 - 280 Assigned for debt services - 35,000 35,000 Unassigned 153,244 - 153,244 Total fund balances 156,045 35,000 191,045 Total Liabilities, Deferred Inflows of Resources, and Fund Balances 156,244$ 1,237,374$ 1,393,618$ The accompanying notes are an integral part of these financial statements. Avon Station Metropolitan District BALANCE SHEET GOVERNMENTAL FUNDS December 31, 2022 - 9 - Reconciliation to the Statement of Net Position Total Fund Balances 191,045$ Amounts reported for governmental activities in the Statement of Net Position are different because: Long-term liabilities, including capital and service obligations, are not due and payable in the current period and, therefore, are not reported in the governmental funds. (24,251,835) Change in net position of governmental activities (24,060,790)$ The accompanying notes are an integral part of these financial statements. Avon Station Metropolitan District RECONCILIATION OF THE BALANCE SHEET OF GOVERNMENTAL FUNDS December 31, 2022 TO THE STATEMENT OF NET POSITION - 10 - Total Debt Governmental General Service Funds Revenue Property taxes -$ 1,212,475$ 1,212,475$ Specific ownership taxes - 99,939 99,939 Interest income - 5,896 5,896 Total Revenue - 1,318,310 1,318,310 Expenditures General government Audit 5,200 - 5,200 Director's fees 1,300 - 1,300 Insurance 2,714 - 2,714 Treasurer's fees - 36,414 36,414 Other 123 - 123 Intergovernmental agreement Capital obligation payments to Confluence Metropolitan District - 848,835 848,835 Service obligation payments to Confluence Metropolitan District - 393,710 393,710 Total expenditures 9,337 1,278,959 1,288,296 Revenues Over (Under) Expenditures (9,337) 39,351 30,014 Other Financing Sources (Uses) Transfers in 39,351 - 39,351 Transfers out - (39,351) (39,351) Total Other Financing Sources (Uses) 39,351 (39,351) - Revenues and Other Financing Sources (Uses) Over (Under) Expenditures 30,014 - 30,014 Fund Balance, beginning of year 126,031 35,000 161,031 Fund Balance, end of year 156,045$ 35,000$ 191,045$ Avon Station Metropolitan District STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - GOVERNMENTAL FUNDS For the year ended December 31, 2022 The accompanying notes are an integral part of these financial statements. - 11 - Reconciliation to the Statement of Activities Total net change in fund balances - governmental funds 30,014$ Amounts reported for governmental activities in the Statement of Activities are different because: Some revenues and expenses reported in the Statement of Activities do not require the use of current financial resources and, therefore, are not reported in the governmental funds. This amount represents the net increase in the capital and service obligation owed to Confluence Metropolitan District for the year. (53,273) Change in net position of governmental activities (23,259)$ . Avon Station Metropolitan District RECONCILIATION OF THE STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE - GOVERNMENTAL FUNDS - TO THE For the year ended December 31, 2022 STATEMENT OF ACTIVITIES The accompanying notes are an integral part of these financial statements. - 12 - Avon Station Metropolitan District NOTES TO FINANCIAL STATEMENTS December 31, 2022 - 13 - NOTE A – DEFINITION OF REPORTING ENTITY Avon Station Metropolitan District (ASMD), a quasi-municipal organization, was organized on February 8, 1999, and is governed pursuant to provisions of the Colorado Special District Act. The District’s service area is located in Eagle County, Colorado. The District was established as part of a dual district structure with the Confluence Metropolitan District (CMD). The District is considered the financing district and was established to provide funding and tax base for capital improvements that will benefit the District. The capital improvements are owned and maintained by Confluence Metropolitan District, the Service District (see Note F). The District has no employees and all services are contracted. The District follows the Governmental Accounting Standards Board (GASB) accounting pronouncements which provide guidance for determining which governmental activities, organizations and functions should be included within the financial reporting entity. GASB pronouncements set forth the financial accountability of a governmental organization’s elected governing body as the basic criterion for including a possible component governmental organization in a primary government’s legal entity. Financial accountability includes, but is not limited to, appointment of a voting majority of the organization’s governing body, ability to impose its will on the organization, a potential for the organization to provide specific financial benefits or burdens and fiscal dependency. The District is not financially accountable for any other organization, nor is the District a component unit of any other primary governmental entity. NOTE B – SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The significant accounting policies of the District are as follows: Basis of Presentation The District’s basic financial statements consist of government-wide statements, including a Statement of Net Position and a Statement of Activities, and fund financial statements which provide a more detailed level of financial information. Government-wide Financial Statements The Statement of Net Position and the Statement of Activities display information about the District as a whole. These statements include the financial activities of the primary government. The Statement of Net Position presents the financial condition of the governmental activities at year-end. The Statement of Activities presents a comparison between program expenses and the program revenues for each program or function of the District’s governmental activities. Program expenses are those that are Avon Station Metropolitan District NOTES TO FINANCIAL STATEMENTS December 31, 2022 - 14 - NOTE B – SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES – CONTINUED Basis of Presentation (continued) specifically associated with a service, program, or department; and, therefore, clearly identifiable to a particular function. Program revenues include charges paid by the recipient of the goods or services offered by the program, grants and contributions that are restricted to meeting the operations or capital requirements of a particular program, and interest earned on grants that is required to be used to support a particular program. Revenues which are not classified as program revenues are presented as general revenues of the District, with certain limited exceptions. The comparison of program expenses with program revenues identifies the extent to which each governmental function is self-financing or draws from the general revenues of the District. Fund Financial Statements During the year, the District segregates transactions related to certain District functions or activities in separate funds in order to aid financial management and to demonstrate legal compliance. Fund financial statements are designed to present financial information of the District at this more detailed level. The focus of governmental fund financial statements is on major funds. Fund Accounting The accounts of the District are organized on the basis of funds, each of which is considered a separate accounting entity. Fund types used by the District are described below. Government Fund Types General Fund – the General Fund is the general operating fund of the District. It is used to account for all financial resources except those required to be accounted for in another fund. Debt Service Fund – The Debt Service Fund is used to account for all financial resources for the payment of long-term obligations due to Confluence Metropolitan District. Measurement Focus Government-wide Financial Statements The government-wide financial statements are prepared using the economic resources measurement focus. All assets, liabilities, and deferred inflows of resources associated with the operation of the District are included in the Statement of Net Position. Avon Station Metropolitan District NOTES TO FINANCIAL STATEMENTS December 31, 2022 - 15 - NOTE B – SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES – CONTINUED Measurement Focus (continued) Fund Financial Statements All governmental funds are accounted for using a flow of current financial resources measurement focus. With this measurement focus, only current assets and current liabilities are generally included on the balance sheet. The Statement of Revenues, Expenditures, and Changes in Fund Balances reports on the sources (revenues and other financing sources) and uses (expenditures and other financing uses) of current financial resources. This approach differs from the manner in which the governmental activities of the government-wide financial statements are prepared. Governmental fund financial statements therefore include a reconciliation with brief explanations to better identify the relationship between the government- wide statements and the statements for governmental funds. Basis of Accounting Basis of accounting determines when transactions are recorded in the financial records and reported on the financial statements. Government-wide financial statements are prepared using the accrual basis of accounting. Governmental funds use the modified accrual basis of accounting. Differences in the accrual and modified accrual basis of accounting arise in the recognition of revenue, the recording of unavailable revenue, and in the presentation of expenses versus expenditures. Revenues Revenue resulting from an exchange transaction, in which each party gives and receives essentially the same value, is recorded in the fiscal year in which the resources are both measurable and available to finance expenditures of the fiscal period, typically within sixty days of realization. Non-exchange transactions, in which the District receives value without directly giving value in return, include property taxes, grants, entitlements, and donations. Revenue from property taxes is recognized in the fiscal year for which the taxes are levied. Revenue from grants, entitlements, and donations is recognized in the fiscal year in which all eligibility requirements have been satisfied. On a modified accrual basis, revenue from non-exchange transactions must be available before it can be recognized. Expenses/Expenditures On the accrual basis of accounting, expenses are recognized at the time they are incurred. The measurement focus of governmental funds accounting is on decreases in net financial resources (expenditures) rather than expenses. Expenditures are generally recognized in the accounting period in which the fund liability is incurred, if measurable. Allocations of cost, such as depreciation and amortization, are not recognized in the governmental funds. Avon Station Metropolitan District NOTES TO FINANCIAL STATEMENTS December 31, 2022 - 16 - NOTE B – SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES – CONTINUED Budgets In accordance with State Budget Law, the District’s Board of Directors holds a public hearing in the fall each year to approve the budget and appropriate the funds for the ensuing year. The appropriation is at the total fund expenditures level and lapses at year-end. The District’s Board of Directors can modify the budget by line item within the total appropriation without notification. The appropriation can only be modified upon completion of notification and publication requirements. The budget includes each fund on its basis of accounting unless otherwise indicated. Encumbrance accounting (open purchase orders, contracts in process and other commitments for the expenditures of funds in future periods) is not used by the District for budget or financial reporting purposes. Cash Equivalents The District’s cash and cash equivalents are considered to be cash on hand, demand deposits, investment pools and short-term investments with an original maturity of three months or less from the date of acquisition. Accrued Liabilities and Long-Term Obligations All payables, accrued liabilities, and long-term obligations are reported in the government-wide financial statements. In general, governmental fund payables and accrued liabilities that, once incurred, are paid in a timely manner and in full from current financial resources, are reported as obligation of the funds. Long-term obligations are recognized as a liability on the governmental fund financial statements when due. Deferred Outflows/Inflows of Resources In addition to assets, the statement of financial position will sometimes report a separate section for deferred outflows of resources. This separate financial statement element, deferred outflows of resources, represents a consumption of net position that applies to a future period(s) and so will not be recognized as an outflow of resources (expenses/expenditure) until then. The District has no amounts that qualify as deferred outflows of resources as of December 31, 2022. In addition to liabilities, the statement of financial position will sometimes report a separate section for deferred inflows of resources. This separate financial statement element, deferred inflows of resources, Avon Station Metropolitan District NOTES TO FINANCIAL STATEMENTS December 31, 2022 - 17 - NOTE B – SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES – CONTINUED Deferred Outflows/Inflows of Resources represents an acquisition of net position that applies to a future period(s) and so will not be recognized as an inflow of resources (revenue) until that time. The governmental funds report unavailable revenues from property taxes for which there is an enforceable legal claim as of December 31, 2022, but which are levied to financial year 2023. These amounts are deferred and recognized as an inflow of resources in the period that the amounts become available. Net Position In the government-wide financial statements, net position represents the difference between assets and deferred outflows of resources and liabilities and deferred inflows of resources. Net position is reported as restricted when there are limitations imposed on their use either through the enabling legislation adopted by the District, or through external restrictions imposed by creditors, grantors, or laws, or regulations of other governments. The District applies restricted resources first when an expense is incurred for the purpose for which both restricted and unrestricted net position are available. Fund Balances In the fund financial statements the following classifications describe the relative strength of the spending constraints: Non-spendable fund balance – The portion of fund balance that cannot be spent because it is either not in spendable form (such as prepaid expenses) or it is legally or contractually required to be maintained intact. Restricted fund balance – The portion of fund balance constrained to being used for a specific purpose by external parties (such as grantors or bondholders), constitutional provisions or enabling legislation. The District’s restricted fund balance represents amount reserved for emergencies under the Colorado State Constitution. A restriction of $280 of the General Fund’s fund balance has been made in compliance with this requirement. Committed fund balance – the portion of fund balance constrained for specific purposes according to limitations imposed by the Board of Directors prior to the end of the fiscal year. The constraint may be removed or changed only through formal action of the Board of Directors. The District has no committed fund balance. Avon Station Metropolitan District NOTES TO FINANCIAL STATEMENTS December 31, 2022 - 18 - NOTE B – SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES – CONTINUED Fund Balances (continued) Assigned fund balance – The portion of fund balance set aside for planned or intended purposes. The intended use may be expressed by the Board of Directors or other individuals authorized to assign funds to be used for a specific purpose. This classification is necessary to indicate that those funds are, at a minimum, intended to be used for the purpose of that particular fund. The fund balance in the District’s debt service fund is assigned for capital and service obligations. Unassigned fund balance – The residual portion of fund balance that does not meet any of the above criteria. The District will only report a positive unassigned fund balance in the General Fund. If both restricted and unrestricted amounts of fund balance are available for use when expenditure is made, it is the District’s policy to use restricted amounts first. Unrestricted fund balance will be used in the following order: committed, assigned, and then unassigned. Property Taxes Property taxes are levied by the District Board of Directors. The levy is based on assessed valuation determined by the County Assessor generally as of January 1 of each year. The levy is normally set by December 15 by certification to the County Commissioners to put the tax lien on the individual property as of January 1 of the following year. The County treasurer collects the determined taxes during the ensuing calendar year. The taxes are payable by April or if in equal installments, at the taxpayers’ election, in February and June. Delinquent taxpayers are notified in August and generally sales of the tax liens on delinquent properties are normally held in November or December. The County Treasurer remits the taxes collected monthly to the District. Property taxes, net of estimated uncollectible taxes, are recorded initially as deferred inflows of resources in the year there is an enforceable lien placed on the property and recognized as revenue in the period for which they are levied. Estimates The presentation of financial statements in conformity with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of the financial statements and the reported amounts of revenues and expenses during the reporting period. Actual results could differ from those estimates. Avon Station Metropolitan District NOTES TO FINANCIAL STATEMENTS December 31, 2022 - 19 - NOTE C – CASH AND INVESTMENTS Deposits At December 31, 2022, the District’s cash deposits had a carrying value of $3,790 and a corresponding bank balance of $4,067, all of which was FDIC insured. Deposits are exposed to custodial credit risk (the risk that, in the event of the failure of a depository financial institution, the government would not be able to recover deposits or would not be able to recover collateral securities that are in the possession of an outside party), if they are not covered by depository insurance and are collateralized with securities held by the pledging financial institution, except for deposits collateralized by certain types of collateral pools including a single financial institution collateral pool where the fair value of the pool is equal to or exceeds all uninsured public deposits held by the financial institution (e.g. deposits insured by The Public Deposit Protection Act (PDPA). Accordingly, none of the District’s deposits at December 31, 2022, are deemed to be exposed to custodial credit risk. The Colorado Public Deposit Protection Act (PDPA) requires that all units of local government deposit cash in eligible public depositories. Eligibility is determined by state regulators. Amounts on deposit in excess off federal insurance levels must be collateralized. The eligible collateral is specified by PDPA. PDPA allows the institution to create a single collateral pool for all public funds held. The pool is to be maintained by another institution or held in trust for all the uninsured public deposits as a group. The market value of the collateral must be at least equal to 102% of the uninsured deposits. Investments Colorado Statutes specify investment instruments meeting defined rating and risk criteria in which local governments may invest which include:  Obligations of the United States and certain United States government agency securities  General obligation and revenue bonds of United States local government entities  Bankers’ acceptances of certain banks  Commercial paper  Written repurchase agreements collateralized by certain authorized securities  Certain money market funds  Local government investment pools Local Government Investment Pools – As of December 31, 2022, the District had $192,984, invested in the Colorado Local Government Liquid Asset Trust (ColoTrust), a local government investment pool. As an investment pool, Colotrust operates under the Colorado Revised Statutes (24-75-701) and is overseen by the Colorado Securities Commissioner. Colotrust invests in securities that are specified by the Colorado Revised Statutes (24-75-601). Authorized securities include US Treasuries, US Agencies, commercial Avon Station Metropolitan District NOTES TO FINANCIAL STATEMENTS December 31, 2022 - 20 - NOTE C – CASH AND INVESTMENTS - CONTINUED Investments (continued) paper (rated A1 or better) and bank deposits (collateralized through PDPA). Colotrust operates similar to a 2a-7-like money market fund with a share value equal to $1.00 and a maximum weighted average maturity of 60 days. Colotrust is rated AAA by the Standard & Poor’s Corporation. A designated custodial bank provides banking services and trust custody for securities held on behalf of the participating governments in Colotrust. The custodian’s internal records identify the investments owned by the participating governments. NOTE D – LONG-TERM LIABILITIES Authorized Debt At December 31, 2022, the District had authorized but unissued general obligation debt and contractual obligations for the following detailed purposes: Transportation $ 27,500,000 Parks and recreation 8,100,000 Streets 7,500,000 Television 1,500,000 Sewer 500,000 Water 500,000 Traffic and safety 500,000 Fire protection 500,000 Mosquito and pest control 100,000 Operation and maintenance 100,000 Contractual obligations 93,600,000 $ 140,400,000 NOTE E – RELATED PARTIES A majority of the members of the Board of Directors of the District are employees of East West Partners (the Developer) or related entities. Avon Station Metropolitan District NOTES TO FINANCIAL STATEMENTS December 31, 2022 - 21 - NOTE F – AGREEMENTS WITH OTHER GOVERNMENTAL ENTITIES District Facilities Construction and Service Agreement ASMD has entered into a second Amended and Restated Joint Facilities Construction and Service Agreement (the Agreement) with Confluence Metropolitan District (CMD) dated April 26, 2007. This Agreement was amended on May 25, 2021. Under the Agreement, ASMD is to provide funding and the necessary tax base for financing the construction, operation, and maintenance of the public improvements that benefit both Districts. ASMD may also obtain financing for the construction of the public improvements and pay the proceeds to CMD. CMD will manage the construction and operation of the public improvements, and own, operate, and maintain the public improvements pursuant to a long-term operations and maintenance program. Under the Agreement, ASMD is required to pay CMD all revenue raised from mill levies assessed by ASMD to offset the operating expenses and construction costs incurred by CMD for provisions of services to property within ASMD. ASMD has assigned all revenue raised from mill levies assessed by AMSD to CMD in order to offset the expenses of the construction of the public improvement and CMD’s costs of operation and maintenance of such public improvements. The Agreement remains in force until all terms and conditions have been performed in their entirety. During 2022 ASMD paid $1,242,545 to CMD in accordance with this Agreement. ASMD has a service and capital obligation to CMD pursuant to the agreement for costs incurred in excess of funds received. The Agreement does not establish specific payment dates for these obligations. The capital and service obligations total $24,251,835 at December 31, 2022. Capital Pledge Agreement On May 1, 2007 the District entered into a Capital Pledge Agreement with CMD and the Trustee whereby ASMD has pledged certain revenues to assist in the repayment of the CMD bonds to the extent of the pledged revenues. The Capital Pledge Agreement was amended and restated on June 1, 2021. In June 2021 the District entered into the Amended and Restated Capital Pledge Agreement and the Capital Pledge Agreement (subordinate) in connection with CMD’s issuance of the 2021 obligations. Avon Station Metropolitan District NOTES TO FINANCIAL STATEMENTS December 31, 2022 - 22 - NOTE F – AGREEMENTS WITH OTHER GOVERNMENTAL ENTITIES – CONTINUED Intergovernmental Agreement with Avon Urban Renewal Authority The District entered into an Intergovernmental Agreement with the Avon Urban Renewal Authority (the “Authority”) and Confluence Metropolitan District concerning incremental taxes on October 9, 2007. Under the Intergovernmental Agreement the Authority agreed to remit to the Districts the incremental revenue it receives as a result of ad valorem property taxes and specific ownership taxes levied by the Districts except those upon Lot B in ASMD and upon any increase in the number of dwelling units permitted or commercial square footage in the zoning entitlement as of February 27, 2007. The Districts can use any District Tax Increment Revenue remitted for those purposes permitted by the Service Plan, including paying for public improvements within the Districts. For the year ended December 31, 2022, approximately $590,069 tax increment revenue was collected under this agreement. NOTE G – RISK MANAGEMENT The District is exposed to various risks of loss related to torts, thefts of, damage to, or destruction of assets; errors or omissions; injuries to employees, or acts of God. The District is a member of the Colorado Special Districts Property and Liability Pool (Pool) as of December 31, 2022. The Pool is an organization created by the Intergovernmental Agreement to provide property, liability, public officials’ liability, boiler and machinery, and workers’ compensation coverage to its members. Settled claims have not exceeded this coverage in the past three years. The District pays annual premiums to the Pool for liability, property, and public officials’ coverage. In the event aggregated losses incurred by the pool exceed amounts recoverable from reinsurance contracts and funds accumulated by the Pool, the Pool may require additional contributions from the Pool members. Any excess funds which the Pool determines are not needed for purposes of the Pool may be returned to the members pursuant to a distribution formula. NOTE H – TAX, SPENDING AND DEBT LIMITATIONS Article X, Section 20 of the Colorado Constitution, commonly known as the Taxpayer’s Bill of Rights (TABOR), contains tax, spending, revenue and debt limitation which apply to the State of Colorado and all local governments. Spending and revenue limits are determined based on the prior year’s Fiscal Year Spending adjusted for allowable increases based upon inflation and local growth. Fiscal Year Spending is generally defined as Avon Station Metropolitan District NOTES TO FINANCIAL STATEMENTS December 31, 2022 - 23 - NOTE H – TAX, SPENDING AND DEBT LIMITATIONS – CONTINUED expenditures plus reserve increases with certain exceptions. Revenue in excess of the Fiscal Year Spending limit must be refunded unless the voters approve retention of such revenue. TABOR requires local governments to establish emergency reserves. These reserves must be at least 3% of Fiscal Year Spending, excluding bonded debt service. Local governments are not allowed to use the emergency reserves to compensate for economic conditions, revenue shortfalls, or salary or benefit increases. On November 3, 1998, a majority of the District’s electors authorized the District (1) to increase taxes annually unlimited as to rate or amount by the imposition of an ad valorem property tax levy to be in effect for the life of the debt, which is limited to 20 years and (2) to collect, keep, and expend all District revenue during 1999, and continuing thereafter without regard to limitation under TABOR. On May 2, 2006, the majority of the District’s electors, authorized the removal of the 20 year term restriction on the tax levy for operations. Also, on November 3, 1998, the voters of the District authorized the issuance of $46,800,000 in debt, $46,800,000 in contractual obligations, and approved an increase in the property tax revenue to pay such debt and obligations. On May 2, 2006, voters of the District increased contractual obligations by $46,800,000, bringing the total authorizations to $48,000,000 and $93,600,000 respectively. The District’s management believes it is in compliance with the provisions of TABOR. However, TABOR is complex and subject to interpretation. Many of the provisions, including the interpretation of how to calculate Fiscal Year Spending limits will require judicial interpretation. Variance Original Final Over Budget Budget Actual (Under) Revenue -$ -$ -$ -$ Expenditures General government Audit 5,400 5,400 5,200 (200) Elections 5,000 5,000 - (5,000) Director's fees 2,250 2,250 1,300 (950) Insurance 3,500 3,500 2,714 (786) Other 500 500 123 (377) Total expenditures 16,650 16,650 9,337 (7,313) Revenues Over (Under) Expenditures (16,650) (16,650) (9,337) 7,313 Other Financing Sources (Uses) Transfers in 21,333 42,887 39,351 (3,536) Total Other Financing Sources 21,333 42,887 39,351 (3,536) Net Change in Fund Balance 4,683 26,237 30,014 3,777 Fund Balance, beginning of year 125,588 126,031 126,031 - Fund Balance, end of year 130,271$ 152,268$ 156,045$ 3,777$ Avon Station Metropolitan District SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET TO ACTUAL - GENERAL FUND For the year ended December 31, 2022 - 24 - Avon Station Metropolitan District NOTES TO THE REQUIRED SUPPLEMENTARY INFORMATION December 31, 2022 - 25 - RSI NOTE A – BUDGETARY INFORMATION Budgets for major governmental funds are adopted on the modified accrual basis where capital outlays are treated as expenditures and depreciation is not budgeted. The operating budget includes proposed expenditures and the means of financing them. The Board of Directors must approve transfers between funds, or increases to a fund’s budget. RSI NOTE B – EXPENDITURES/EXPENSES IN EXCESS OF APPROPRIATION State Statute requires that expenditures and transfers for a fund cannot exceed the appropriations for that fund. Appropriations for a fund may be increased provided unanticipated resources offset them. The budget is controlled at the departmental level within each fund. However, the legal level of appropriation is within the fund. In 2022, the District did not have any budget violations. Variance Original Final Over Budget Budget Actual (Under) Revenue Property taxes 1,205,290$ 1,212,478$ 1,212,475$ (3)$ Specific ownership taxes 58,139 105,000 99,939 (5,061) Interest income 1,163 6,500 5,896 (604) Total Revenue 1,264,592 1,323,978 1,318,310 (5,668) Expenditures General government Treasurer's Fees 36,159 36,415 36,414 (1) Intergovernmental agreement with Confluence Metropolitan District Capital obligation 815,796 850,952 848,835 (2,117) Service obligation 391,304 393,723 393,710 (13) Total Expenditures 1,243,259 1,281,090 1,278,959 (2,131) Revenues Over (Under) Expenditures 21,333 42,888 39,351 (3,537) Other Financing Sources (Uses) Transfers out (21,333) (42,888) (39,351) 3,537 Total Other Financing Uses (21,333) (42,888) (39,351) 3,537 Net Change in Fund Balance - - - - Fund Balance, beginning of year 35,000 35,000 35,000 - Fund Balance, end of year 35,000$ 35,000$ 35,000$ -$ Avon Station Metropolitan District SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL - DEBT SERVICE FUND For the year ended December 31, 2022 - 26 - Prior Year Assessed Valuation for Current Percent Year ending Year Property Mills Collected 31-Dec Tax Levy Levied Levied Collected to Levied 2005 1,283,720$ 45.000 57,768$ 57,768$ 100.0% 2006 1,628,280 45.000 73,273 73,273 100.0% 2007 1,628,280 45.000 73,273 73,273 100.0% 2008 5,515,510 45.000 248,198 248,673 100.2% 2009 11,893,230 45.000 535,195 535,018 100.0% 2010 21,095,610 45.000 949,302 920,745 97.0% 2011 21,093,700 45.000 949,217 948,732 99.9% 2012 13,469,790 58.000 781,248 780,704 99.9% 2013 13,244,680 58.000 768,192 768,192 100.0% 2014 12,659,710 58.000 734,263 734,262 100.0% 2015 12,526,370 58.000 726,529 726,528 100.0% 2016 14,607,570 58.000 847,239 847,156 100.0% 2017 14,337,080 63.000 903,236 903,236 100.0% 2018 12,696,830 65.585 832,722 826,809 99.3% 2019 12,695,090 65.596 832,747 827,871 99.4% 2020 15,947,630 65.572 1,045,718 1,045,742 100.0% 2021 16,471,320 65.780 1,083,483 1,083,422 100.0% 2022 17,539,380 66.295 1,205,291 1,212,475 100.6% 2023 16,954,840 67.465 1,187,042 N/A 0.0% Property Taxes Avon Station Metropolitan District SUMMARY OF ASSESSED VALUATION, MILL LEVY, AND PROPERTY TAX COLLECTION - 27 - EXHIBIT A-2 2022 Audit Confluence Metropolitan District CONFLUENCE METROPOLITAN DISTRICT FINANCIAL STATEMENTS AND REPORT OF INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS December 31, 2022 TABLE OF CONTENTS REPORT OF INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS 1 MANAGEMENT’S DISCUSSION AND ANALYSIS 4 BASIC FINANCIAL STATEMENTS Government-wide Financial Statements Statement of Net Position 7 Statement of Activities 8 Fund Financial Statements Balance Sheet – Governmental Funds 9 Reconciliation of the Governmental Funds Balance Sheet to the Statement of Net Position 10 Statement of Revenues, Expenditures and Changes in Fund Balances – Governmental Funds 11 Reconciliation of the Statement of Revenues, Expenditures and Change in Fund Balance – Government Funds to the Statement of Activities 12 Notes to the Financial Statements 13 Required Supplementary Information Schedule of Revenues, Expenditures and Changes in Fund Balance – Budget and Actual – General Fund 27 Notes to Required Supplementary Information 28 Other Supplementary Information Schedule of Revenues, Expenditures and Changes in Fund Balance – Budget and Actual – Debt Service Fund 29 Schedule of Revenues, Expenditures and Changes in Fund Balance – Budget and Actual – Gondola/Capital Reserve Fund 30 Schedule of Bond Obligations and Interest Requirements to Maturity 31 2499 Hwy. 6&50 www.csdcpa.com 970-245-3000 Grand Junction, CO 81505 e-mail info @ csdcpa.com FAX 970-242-4716 TOLL FREE 877-245-8080 INDEPENDENT AUDITOR’S REPORT To the Board of Directors Confluence Metropolitan District c/o Marchetti & Weaver LLC 28 Second Street, Suite 213 Edwards, CO 81632 Opinions We have audited the accompanying financial statements of the governmental activities, and each major fund of Confluence Metropolitan District (the District) as of and for the year ended December 31, 2022, and the related notes to the financial statements, which collectively comprise the District’s basic financial statements as listed in the table of contents. In our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities and each major fund of Confluence Metropolitan District, as of December 31, 2022, and the respective changes in financial position for the year then ended in accordance with accounting principles generally accepted in the United States of America. Basis for Opinions We conducted our audit in accordance with auditing standards generally accepted in the United States of America. Our responsibilities under those standards are further described in the Auditor’s Responsibilities for the Audit of the Financial Statements section of our report. We are required to be independent of the District, and to meet our other ethical responsibilities, in accordance with the relevant ethical requirements relating to our audit. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinions. Responsibilities of Management for the Financial Statements Management is responsible for the preparation and fair presentation of the financial statements in accordance with accounting principles generally accepted in the United States of America, and for the design, implementation, and maintenance of internal control relevant to the preparation and fair presentation of financial statements that are free from material misstatement, whether due to fraud or error. In preparing the financial statements, management is required to evaluate whether there are conditions or events, considered in the aggregate, that raise substantial doubt about the District’s ability to continue as a going concern for twelve months beyond the financial statement date, including any currently known information that may raise substantial doubt shortly thereafter. Auditor’s Responsibilities for the Audit of the Financial Statements Our objectives are to obtain reasonable assurance about whether the financial statements as a whole are free from material misstatement, whether due to fraud or error, and to issue an auditor’s report that includes our opinions. Reasonable assurance is a high level of assurance but is not absolute assurance and therefore is not a guarantee that an audit conducted in accordance with generally accepted auditing standards will always detect a material misstatement when it exists. The risk of Confluence Metropolitan District Page Two not detecting a material misstatement resulting from fraud is higher than for one resulting from error, as fraud may involve collusion, forgery, intentional omissions, misrepresentations, or the override of internal control. Misstatements are considered material if there is a substantial likelihood that, individually or in the aggregate, they would influence the judgment made by a reasonable user based on the financial statements. In performing an audit in accordance with generally accepted auditing standards, we:  Exercise professional judgment and maintain professional skepticism throughout the audit.  Identify and assess the risks of material misstatement of the financial statements, whether due to fraud or error, and design and perform audit procedures responsive to those risks. Such procedures include examining, on a test basis, evidence regarding the amounts and disclosures in the financial statements.  Obtain an understanding of internal control relevant to the audit in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the District’s internal control. Accordingly, no such opinion is expressed.  Evaluate the appropriateness of accounting policies used and the reasonableness of significant accounting estimates made by management, as well as evaluate the overall presentation of the financial statements.  Conclude whether, in our judgment, there are conditions or events, considered in the aggregate, that raise substantial doubt about the District’s ability to continue as a going concern for a reasonable period of time. We are required to communicate with those charged with governance regarding, among other matters, the planned scope and timing of the audit, significant audit findings, and certain internal control-related matters that we identified during the audit. Required Supplementary Information Accounting principles generally accepted in the United States of America require that the management’s discussion and analysis and general fund budgetary comparison information be presented to supplement the basic financial statements. Such information is the responsibility of management and, although not a part of the basic financial statements, is required by the Governmental Accounting Standards Board, who considers it to be an essential part of financial reporting for placing the basic financial statements in an appropriate operational, economic, or historical context. We have applied certain limited procedures to the required supplementary information in accordance with auditing standards generally accepted in the United States of America, which consisted of inquiries of management about the methods of preparing the information and comparing the information for consistency with management’s responses to our inquiries, the basic financial statements, and other knowledge we obtained during our audit of the basic financial statements. We do not express an opinion or provide any assurance on the information because the limited procedures do not provide us with sufficient evidence to express an opinion or provide any assurance. Supplementary Information Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the District’s basic financial statements. The budgetary comparison information for the debt service and gondola/capital reserve funds are presented for purposes of Confluence Metropolitan District Page Three additional analysis and are not a required part of the basic financial statements. Such information is the responsibility of management and was derived from and relates directly to the underlying accounting and other records used to prepare the basic financial statements. The information has been subjected to the auditing procedures applied in the audit of the basic financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the basic financial statements or to the basic financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the budgetary comparison information for the debt service and gondola/capital reserve funds are fairly stated, in all material respects, in relation to the basic financial statements as a whole. Other Information Management is responsible for the other information included in the annual report. The other information comprises the schedule of bond obligations and interest requirements to maturity but does not include the basic financial statements and our auditor’s report thereon. Our opinions on the basic financial statements do not cover the other information, and we do not express an opinion or any form of assurance thereon. In connection with our audit of the basic financial statements, our responsibility is to read the other information and consider whether a material inconsistency exists between the other information and the basic financial statements, or the other information otherwise appears to be materially misstated. If, based on the work performed, we conclude that an uncorrected material misstatement of the other information exists, we are required to describe it in our report. Chadwick, Steinkirchner, Davis & Co., P.C. June 27, 2023 4 Confluence Metropolitan District Management’s Discussion and Analysis December 31, 2022 As management of Confluence Metropolitan District (the “District”), we offer readers of the District’s financial statements this narrative overview and analysis of the financial activities of the District for the fiscal year ended December 31, 2022. Overview of the Financial Statements This discussion and analysis is intended to serve as an introduction to the District’s basic financial statements. The District’s basic financial statements comprise three components: 1) government-wide financial statements; 2) fund financial statements; and 3) notes to the financial statements. This report also contains supplementary information presented after the notes to the financial statements. Government-wide financial statements. The government-wide financial statements are designed to provide readers with a broad overview of the District’s finances, in a manner similar to a private-sector business. The Statement of Net Position presents information on the District’s assets, deferred outflows, liabilities, and deferred inflows with the difference reported as net position. Over time, increases or decreases in net position may serve as a useful indicator of whether the financial position of the District is improving or deteriorating. The Statement of Activities presents information showing how the government’s net position changed during the most recent fiscal year. All changes in net position are reported as soon as the underlying event giving rise to the change occurs, regardless of the timing of related cash flows. Thus, revenues and expenses are reported in this statement for some items that will only result in cash flows in future fiscal periods. The governmental activity of the District is the financing, installation and operation of the gondola transportation and other infrastructure systems for the Avon Station Metropolitan District. The government-wide financial statements can be found on pages 7 and 8 of this report. Fund financial statements. A fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. The District, like other state and local governments, uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements. The District currently has four funds, the General Fund, the Debt Service Fund, the Capital Projects Fund, and the Gondola Reserve Fund, all of which are governmental funds. Governmental funds. Governmental funds are used to account for essentially the same functions reported as governmental activities in the government-wide financial statements. However, unlike the government- wide financial statements, governmental fund financial statements focus on near-term inflows and outflows of expendable resources, as well as on balances of expendable resources available at the end of the fiscal year. Such information may be useful in evaluating a government’s near-term financing requirements. Because the focus of governmental funds is narrower than that of the government-wide financial statements, it is useful to compare the information presented for governmental funds with similar information presented for governmental activities in the government-wide financial statements. By doing so, readers may better understand the long-term impact of the government’s near-term financing decisions. Both the expenditures and changes in fund balances provide a reconciliation to facilitate this comparison between governmental funds and governmental activities. The governmental fund financial statements are located on pages 9 through 12 of this report. Notes to the Financial Statements. The notes provide additional information that is essential to a full understanding of the data provided in the government-wide and fund financial statements. The Notes to the Financial Statements can be found starting on page 13 of this report. 5 Government-wide Financial Analysis. The following tables show condensed financial information derived from the government-wide financial statements. Statement of Net Position 2022 2021 Current assets 2,161,786$ 2,153,436$ Capital and other non-current assets 30,103,021 30,472,919 Total Assets 32,264,807 32,626,355 Current liabilities 2,524,662 2,428,055 Non-current liabilities 23,534,785 23,904,993 Total Liabilities 26,059,447 26,333,048 Net position: Net Investment in fixed assets (18,027,698) (17,959,098) Restricted for emergencies 18,901 18,901 Unrestricted 24,214,157 24,233,504 Total Net Position 6,205,360$ 6,293,307$ Governmental Activities The District is the “service district” in a dual district structure whereby the District constructed the infrastructure for the Avon Station Metropolitan District (ASMD) subdivision. The District entered into a District Facilities Joint Financing and Service Agreement with ASMD which has been subsequently amended. Pursuant to this agreement, the District is obligated to construct and provide the initial financing for the primary infrastructure for the ASMD area. ASMD is the “financing district” and as such, will ultimately pay “capital and service obligations” to reimburse the District for the costs to construct, maintain, and operate the infrastructure. The District will then use the funds received from ASMD to pay off the District’s debt. In addition, the District has an Intergovernmental Agreement with Mountain Vista Metropolitan District to provide funds for specific infrastructure regional improvements, the debt obligation within the agreement expired February 2020, the operations obligation continues. The District’s revenues consists primarily of operating and capital contributions received or accrued from ASMD pursuant to the District Facilities Construction and Service Agreement. Other sources of revenues Statement of Activities 2022 2021 REVENUES: Program revenues: -$ -$ Operating grants and contributions 1,263,981 29,244,558 Capital Contributions 852,836 852,836 General revenues: Interest and other revenue 39,309 5,000,962 Total Revenues 2,156,126 35,098,356 EXPENSES: Program expenses: General government 663,636 1,084,355 Transportation 806,275 888,795 Intergovernmental agreement (53,273) 4,339,020 Interest on long-term debt 827,435 981,218 Total Expenses 2,244,073 7,293,388 Change in Net Position (87,947) 27,804,968 Net Position - Beginning 6,293,307 (21,511,661) Net Position - Ending 6,205,360$ 6,293,307$ Governmental Activities 6 include contributions from the Town of Avon toward the operating costs of the plaza and gondola and operating and maintenance contributions from Mountain Vista Metropolitan District. Financial Analysis of the District’s Funds As mentioned earlier, the District uses fund accounting to ensure and demonstrate compliance with finance- related legal requirements. Governmental funds. The focus of the District’s governmental funds is to provide information on near-term inflows, outflows, and balances of expendable resources. Such information is useful in assessing the District’s financing requirements. In particular, unrestricted fund balance may serve as a useful measure of a government’s net resources available for spending at the end of the fiscal year. As of the end of the current fiscal year, the District’s governmental funds reported a combined ending fund balance of $1,795,852. The fund balance primarily consists of funds being held in escrow accounts for capital reserves and future debt payments. Budget variances. The District expenditures were similar to budgeted results. Details for each of the funds can be seen on pages 27 through 30 of this report. Capital assets. The District’s net investment in capital assets decreased by $423,558 as a result of depreciation expense being greater than capital additions. Additional information as well as a detailed classification of the District’s net capital assets can be found in the Notes to the Financial Statement on page 19 of this report. Long-term debts. In June 2021 the District issued Series 2021 A-1 Senior Note in the amount of $1,500,000, a Series 2021 A-2 Senior Note in the amount of $17,200,000 and a Series 2021 B Subordinate Bond in the amount of $4,420,000 to refund the remining principal of the Series 2007 tax supported revenue bonds. Additional information can be found in the Notes to the Financial Statement on pages 20 through 22 of this report. Request for Information This financial report is designed to provide a general overview of the District’s finances for all those with an interest in the government’s finances. Questions concerning any of the information provided in this report or requests for additional financial information should be addressed to Confluence Metropolitan District, Marchetti & Weaver LLC, P.C., 28 Second Street, Suite 213, Edwards, CO 81632 or you may call (970) 926- 6060. Assets Current Assets Cash and cash equivalents 2,017,512$ Accounts receivable 15,680 Property taxes receivable 22,474 Due from Avon Station Metropolitan District 15,331 Prepaid expense 37,516 Current portion of Capital and Service obligations from Avon Station Metropolitan District 53,273 Total Current Assets 2,161,786 Noncurrent Assets Capital and Service obligations from Avon Station Metropolitan District 24,198,562 Capital assets Depreciable 12,277,956 Accumulated depreciation (6,428,207) Total Noncurrent Assets 30,048,311 Total Assets 32,210,097 Deferred Outflows of Assets Deferred loss on refunding 54,710 Liabilities Current liabilities Accounts payable 203,468 Accrued interest payable 1,869,339 Unearned revenue 86,855 Current maturities of long-term debt 365,000 Total Current Liabilities 2,524,662 Noncurrent Liabilities Amounts due to developer 991,101 Bonds payable 22,521,346 Total Noncurrent Liabilities 23,512,447 Total Liabilities 26,037,109 Deferred Inflows of Resources Property taxes 22,338 Net Position Net investment in capital assets (18,027,698) Restricted for emergencies 18,901 Unrestricted 24,214,157 Total Net Position 6,205,360$ The accompanying notes are an integral part of these financial statements. Confluence Metropolitan District STATEMENT OF NET POSITION December 31, 2022 - 7 - Program Operating Capital Net (Expense) Expenses Contributions Contributions Revenue Governmental Operations General government 663,636$ -$ -$ (663,636)$ Transportation 806,275 266,135 (540,140) Intergovernmental agreement (53,273) 997,846 852,836 1,903,955 Interest expense 827,435 - - (827,435) Totals 2,244,073$ 1,263,981$ 852,836$ (127,256) General Revenues Property tax 24,446 Interest income 14,863 Total General Revenues 39,309 Change in Net Position (87,947) Net Position, beginning of year 6,293,307 Net Position, end of year 6,205,360$ The accompanying footnotes are an integral part of these financial statements. For the year ended December 31, 2022 STATEMENT OF ACTIVITIES Confluence Metropolitan District - 8 - Total Debt Gondola/Capital Governmental General Service Reserve Funds Assets Cash 283,018$ 723,823$ 1,010,671$ 2,017,512$ Accounts receivable 15,680 - - 15,680 Property taxes receivable 22,474 - - 22,474 Due from Avon Station and Mountain Vista Metropolitan Districts - 15,331 - 15,331 Prepaid expense 37,516 - - 37,516 Total Assets 358,688$ 739,154$ 1,010,671$ 2,108,513$ Liabilities, Deferred Inflows, and Fund Balance Liabilities Accounts payable 203,468$ -$ -$ 203,468$ Unearned revenue 86,855 - - 86,855 Total Liabilities 290,323 - - 290,323 Deferred inflows of resources Property taxes 22,338 - - 22,338 Fund Balances Nonspendable - prepaid expense 37,516 - - 37,516 Restricted for emergencies 18,901 - - 18,901 Restricted for debt service - 739,154 - 739,154 Assigned for gondola/capital reserve - - 1,010,671 1,010,671 Unassigned (10,390) - - (10,390) Total Fund Balance 46,027 739,154 1,010,671 1,795,852 Total Liabilities, Deferred Inflows, and Fund Balance 358,688$ 739,154$ 1,010,671$ 2,108,513$ The accompanying notes are an integral part of these financial statements. Confluence Metropolitan District BALANCE SHEET GOVERNMENTAL FUNDS December 31, 2022 - 9 - Total Fund Balances 1,795,852$ Amounts reported for governmental activities in the Statement of Net Position are different because: Capital assets, net of accumulated depreciation, used in governmental funds are not financial resources, and therefore are not reported in the governmental funds. 5,849,749 Accrued expenses, including interest payable on outstanding debt, do not require current financial resources. Therefore, they are not reported as liabilities in governmental funds balance sheets. (1,869,339) Amounts owed to the District for costs incurred to construct, operate, and maintain infrastructure are not collectible in the current period and, therefore, are not reported in the governmental funds, net of allowance for doubtful accounts. 24,251,835 Long-term liabilities, including amounts owed to developer and bonds payable, are not due and payable in the current period and, therefore, are not reported in the governmental funds. Loss on debt refunding 54,710$ Developer advance (991,101) Long-term debt (22,750,000) Premium on bond issuance (136,346) (23,822,737) Total Net Position 6,205,360$ The accompanying notes are an integral part of these financial statements. Confluence Metropolitan District RECONCILIATION OF THE GOVERNMENTAL FUNDS BALANCE SHEETS TO THE STATEMENT OF NET POSITION December 31, 2022 - 10 - Total Debt Gondola/Capital Governmental General Service Reserve Funds Revenue Property tax 24,446$ -$ -$ 24,446$ TIFF payments from Town of Avon 204,715 385,354 - 590,069 Payments from Avon Station Metropolitan District 393,710 848,833 - 1,242,543 Payments from Mountain Vista Metropolitan District 18,070 - - 18,070 Payments from Town of Avon 266,135 - - 266,135 Interest income (11,981) 15,194 11,650 14,863 Total Revenue 895,095 1,249,381 11,650 2,156,126 Expenditures General government Accounting 34,326 - - 34,326 Audit 7,650 - - 7,650 Directors' fees 1,399 - - 1,399 Elections 1,949 - - 1,949 Insurance 24,713 - - 24,713 Legal 23,590 - - 23,590 Miscellaneous 210 - - 210 Treasurer's fees 682 - - 682 Landscape/entry monument 404,205 - - 404,205 Paying agent fees - 9,073 - 9,073 Transportation Airspace lease 4,480 - - 4,480 Utilities 26,659 - - 26,659 Gondola insurance 41,082 - - 41,082 Gondola operations 287,182 - - 287,182 Gondola repairs and maintenance 2,200 - - 2,200 Gondola management 75,000 - - 75,000 Plaza operations 101,953 - - 101,953 Debt Service Interest - 775,599 - 775,599 Total Expenditures 1,037,280 784,672 - 1,821,952 Revenues Over (Under) Expenditures (142,185) 464,709 11,650 334,174 Other Financing Sources (Uses) Payoff of 2007 bonds - (350,000) - (350,000) Transfers in - - 129,500 129,500 Transfers out (129,500) - - (129,500) Total Other Financing Sources (Uses) (129,500) (350,000) 129,500 (350,000) Revenues and Other Financing Sources (Uses) Over (Under) Expenditures (271,685) 114,709 141,150 (15,826) Fund Balance, beginning of year 317,712 624,445 869,521 1,811,678 Fund Balance, end of year 46,027$ 739,154$ 1,010,671$ 1,795,852$ Confluence Metropolitan District STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES GOVERNMENTAL FUNDS For the year ended December 31, 2022 The accompanying notes are an integral part of these financial statements. - 11 - Reconciliation to the Statement of Activities Total net change in fund balances - governmental funds (15,826)$ Amounts reported for governmental activities in the Statement of Activities are different because: Depreciation expense on capital assets was reported in the Statement of Activities but it did not require the use of current financial resources. Therefore, depreciation expense is not reported as an expenditure in the governmental funds. (423,558) Increases and decreases in capital and service obligation owed to Confluence Metropolitan District do not produce or use current financial resources and, therefore, are not reported in the governmental funds. 53,273 Long-term debt activity is recognized as other financing sources and uses and expenditures in the fund financial statements, but in the government wide statements they are recognized as long-term liabilities. Amortization of bond premium 4,958$ Principal payments on long term debt 350,000 Amortization of loss on refunding (4,757) 350,201 Changes in accrued interest on long-term debt is reported in the Statement of Activities, but does not require the use of current financial resources; therefore, the expense associated with the increases in accrued interest is not reported as expenditures in governmental funds. (52,037) Change in net position of governmental activities (87,947)$ The accompanying notes are an integral part of these financial statements. Confluence Metropolitan District RECONCILIATION OF THE STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - GOVERNMENTAL FUNDS For the year ended December 31, 2022 TO THE STATEMENT OF ACTIVITIES - 12 - Confluence Metropolitan District NOTES TO THE FINANCIAL STATEMENTS December 31, 2022 - 13 - NOTE A – ORGANIZATION AND DEFINITION OF REPORTING ENTITY The District, a quasi-municipal organization, was organized on February 8, 1999, and is governed pursuant to provisions of the Colorado Special District Act. The District’s service area is located in Eagle County, Colorado. The District was established as part of a dual district structure with the Avon Station Metropolitan District (ASMD). The District is considered the service district and was established to provide water, street, traffic and safety, fire protection and emergency medical services, television relay, transportation, parks and recreation, sanitation, and mosquito and pest control improvements. ASMD is the financing district and was established to provide funding and tax base for capital improvements constructed and operated by the District (see Note H). The District has no employees and all services are contracted. The District follows the Governmental Accounting Standards Board (GASB) accounting pronouncements which provide guidance for determining which governmental activities, organizations, and functions should be included within the financial reporting entity. GASB pronouncements set forth the financial accountability of a governmental organization’s elected governing body as the basic criterion for including a possible component governmental organization in a primary government’s legal entity. Financial accountability includes, but is not limited to, appointment of a voting majority of the organization’s governing body, ability to impose its will on the organization, a potential for the organization to provide specific financial benefits or burdens and fiscal dependency. The District is not financially accountable for any other organization, nor is the District a component unit of any other primary governmental entity. NOTE B – SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The District’s basic financial statements consist of government-wide statements, including the Statement of Net Position and the Statement of Activities. These financial statements include all of the activities of the District. For the most part, the effect of interfund activity has been removed from these statements. The Statement of Net Position and the Statement of Activities display information about the District as a whole. These statements include the financial activities of the primary government. The Statement of Net Position presents the financial condition of the governmental activities at year-end. The Statement of Activities presents a comparison between program expenses and the program revenues for each program or function of the District’s governmental activities. Program expenses are those that are specifically associated with a service, program, or department; and therefore, clearly identifiable to a particular function. Program revenues include charges paid by the recipient of the goods or services offered by the program, grants and contributions that are restricted to meeting the operational or capital requirements of a particular program, and interest earned on grants that is required to be used to support a particular program. Revenues which are not classified as program revenues are presented as general revenues of the District, with certain limited exceptions. The comparison of program expenses with program revenues identifies the extent to which each governmental function is self-financing or draws from the general revenues of the District. Confluence Metropolitan District NOTES TO THE FINANCIAL STATEMENTS December 31, 2022 - 14 - NOTE B – SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES - CONTINUED Measurement focus, basis of accounting and financial statement presentation The government-wide financial statements are reported using the current financial resources measurement focus and the accrual basis of accounting. With this measurement focus, only current assets and current liabilities generally are included on the balance sheet. The Statement of Revenues, Expenditures, and Changes in Fund Balances reports on the sources (revenues and other financing sources) and uses (expenditures and other financing uses) of current financial resources. This approach differs from the manner in which the governmental activities of the government-wide financial statements are prepared. Governmental fund financial statements therefore include reconciliation with brief explanations to better identify the relationship between the government-wide statements and the statements for governmental funds. During the year, the District segregates transactions related to certain District functions or activities in separate funds in order to aid financial management and to demonstrate legal compliance. Fund financial statements are designed to present financial information of the District at this more detailed level. The focus of governmental fund financial statements is on major funds. The District reports the following governmental funds: General Fund – the General Fund is the general operating fund of the District. It is used to account for all financial resources except those required to be accounted for in another fund. Debt Service Fund – the Debt Service Fund is used to account for the accumulation of resources for and the payment of long-term obligation principal, interest and related costs. Gondola/Capital Reserve Fund – the Gondola/Capital Reserve Fund is used to account for financial resources to be used for future repairs of the gondola and capital improvements. Fair value of financial statements Investments are stated at fair value in compliance with GASB 72, Fair Value Measurement and Applications. The definition of fair value is the price that would be received to sell an asset or pay to transfer a liability in an orderly transaction between market participants at the measurement date. Confluence Metropolitan District NOTES TO THE FINANCIAL STATEMENTS December 31, 2022 - 15 - NOTE B – SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES – CONTINUED Use of estimates The presentation of financial statements in conformity with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of the financial statements and the reported amounts of revenues and expenses during the reporting period. Actual results could differ from those estimates. Deferred outflows/inflows of resources In addition to assets, the statement of financial position will sometimes report a separate section for deferred outflows of resources. This separate financial statement element, deferred outflows of resources, represents a consumption of net position that applies to a future period(s) and will not be recognized as an outflow of resources (expense/expenditure) until then. In addition to liabilities, the statement of financial position will sometimes report a separate section for deferred inflows of resources. This separate financial statement element, deferred inflows of resources, represents an acquisition of net position that applies to a future period(s) and will not be recognized as an inflow of resources (revenue) until that time. The governmental funds report unavailable revenues from property taxes for which there is an enforceable legal claim as of December 31, 2021, but which are levied to financial year 2022. These amounts are deferred and recognized as an inflow of resources in the period that the amounts become available. Capital assets Capital assets are those items purchased or constructed by the government that have a useful life greater than 1 year and a cost that meets or exceeds the capitalization threshold of $5,000 as set by District policy. These assets are reported in the governmental activities column of the government-wide Statement of Net Position but are not reported in the fund financial statements. All capital assets are capitalized at cost, or estimated historical cost, and updated for additions and retirements during the year. Donated fixed assets are recorded at their acquisition value as of the date received. Improvements are capitalized, however, the costs of normal maintenance and repairs that do not add to the value of the asset or materially extend an asset’s life are not capitalized. All reported capital assets except construction in progress are depreciated. Depreciation is computed using the straight-line method over the asset’s estimated useful life. The estimated useful lives are as follows: Improvements 15 years Gondola 30 years Buildings 25 years Confluence Metropolitan District NOTES TO THE FINANCIAL STATEMENTS December 31, 2022 - 16 - NOTE B – SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES - CONTINUED Fund equity Fund balance for governmental funds should be reported in classifications that comprise a hierarchy based on the extent to which the government is bound to honor constraints on the specific purposes for which spending can occur. Governmental funds report up to five classifications of fund balance: nonspendable, restricted, committed, assigned, and unassigned. Because circumstances differ among governments, not every government or every governmental fund will present all of these components. The following classifications describe the relative strength of the spending constraints: Nonspendable – The portion of fund balance that cannot be spent because it is either not in spendable form (such as prepaid amounts or inventory) or is legally or contractually required to be maintained intact. Restricted – The portion of fund balance that is constrained to be used for specific purpose by external parties (such as bondholders), constitutional provisions, or enabling legislation. The District’s restricted fund balance represents amounts reserved for emergencies under the Colorado State Constitution, and amounts restricted for debt service. Committed – The portion of fund balance that can only be used for specific purposes pursuant to constraints imposed by formal action of the government’s highest level of decision – making authority, the Board of Directors. The constraint may be removed or changed only though formal action of the Board of Directors. The District has no committed fund balance. Assigned – The portion of fund balance set aside for planned or intended purposes. The intended use may be expressed by the Board of Directors or other individuals authorized to assign funds to be used for a specific purpose. This classification is necessary to indicate that those funds are, at a minimum, intended to be used for the purpose of that particular fund. The fund balance in the District’s gondola reserve fund is assigned for future gondola repairs. Unassigned – The residual portion of fund balance that does not meet any of the criteria described above. The District will only report a positive unassigned fund balance in the General Fund. NOTE C – STEWARDSHIP, COMPLIANCE AND ACCOUNTABILITY Budgetary information In accordance with State Budget Law, the District’s Board of Directors holds public hearings in the fall each year to approve the budget and appropriate the funds for the ensuing year. The appropriation is at the total fund expenditures level and lapses at year-end. The District’s Board of Directors can modify the budget by line item within the total appropriation without notification. The appropriation can only be modified upon completion of notification and publication requirements. The budget includes each fund on its basis of accounting unless otherwise indicated. Confluence Metropolitan District NOTES TO THE FINANCIAL STATEMENTS December 31, 2022 - 17 - NOTE C – STEWARDSHIP, COMPLIANCE AND ACCOUNTABILITY - CONTINUED Budgetary information (continued) Encumbrance accounting (open purchase orders, contracts in process and other commitments for the expenditures of funds in future periods) is not used by the District for budget or financial reporting purposes. NOTE D – CASH AND INVESTMENTS Cash and investments As of December 31, 2022, cash and investments are classified in the accompanying financial statements as follows: Statement of net position: Deposits $ 9,609 Certificates of Deposit 457,995 Money Market 539,923 Colotrust 1,009,985 Cash and investments $ 2,017,512 Custodial and concentration of credit risk Custodial credit risk is the risk that in the event of the failure of a depository financial institution, the government would not be able to recover deposits or collateral securities that are in the possession of an outside party. Deposits are exposed to custodial credit risk if they are not covered by depository insurance and collateralized with securities held by the pledging financial institution, or collateralized by certain types of collateral pools including a single financial institution collateral pool where the fair value of the pool is equal to or exceeds all uninsured public deposits held by the financial institution (e.g. deposits insured by The Public Deposit Protection Act (PDPA). Accordingly, none of the District’s deposits at December 31, 2021, are deemed to be exposed to custodial credit risk. The Colorado Public Deposit Protection Act (PDPA) requires that all units of local government deposit cash in eligible public depositories. Eligibility is determined by state regulators. Amounts on deposit in excess of federal insurance levels must be collateralized. The eligible collateral is specified by PDPA. PDPA allows the institution to create a single collateral pool for all public funds held. The pool is to be maintained by another institution or held in trust for all the uninsured public deposits as a group. The market value of the collateral must be at least equal to 102% of the uninsured deposits. At December 31, 2022, the District’s cash deposits and certificates of deposit had a carrying value of $467,604 and a corresponding bank balance of $499,335, all of which was FDIC insured. Confluence Metropolitan District NOTES TO THE FINANCIAL STATEMENTS December 31, 2022 - 18 - NOTE D – CASH AND INVESTMENTS - CONTINUED Pooled cash The District follows the practice of pooling cash and investments of all funds to maximize net investment income. Except when required by trust or other agreements, all cash is deposited to and disbursed from a single bank account. Cash in excess of immediate operating requirements is pooled for deposit and investment flexibility. Net investment income is allocated periodically to the participating funds based upon each fund’s average equity balance in the total cash. Certificates of Deposit During the year the District invested in negotiable certificates of deposit (CDs) with various financial institutions. Negotiable CDs can be bought and sold on the secondary market prior to their maturity date. These investments were recorded at cost, which is the amount paid to acquire them, and are reported at fair value in the Statement of Net Position. Fair value is determined based on quoted market prices. The negotiable CDs have maturities ranging from 1 to 5 years and carry interest rates ranging from 1.60% to 1.80%. The District may be subject to liquidity risk if it needs to sell these investments prior to maturity, as the market value of negotiable CDs can fluctuate based on changes in interest rates and credit ratings of the issuer. However, the District does not anticipate the need to sell these investments prior to their maturity dates. As of December 31, 2022, the carry value of negotiable CDs held by the District was $480,000 and the fair value was $460,653, resulting in an unrealized loss of $19,347. Investments Colorado Statutes specify investment instruments meeting defined rating and risk criteria in which local governments may invest which include:  Obligations of the United States and certain United States government agency securities  General obligations and revenue bonds of United States local government entities  Bankers’ acceptances of certain banks  Commercial paper  Written repurchase agreements collateralized by certain authorized securities  Certain money market funds  Local government investment pools Local Government Investment Pools – At December 31, 2022, the District had $1,009,985 invested in Colorado Local Government Liquid Asset Trust (COLOTRUST), an investment vehicle established for government entities in Colorado to pool surplus funds. As an investment pool, COLOTRUST operates under the Colorado Revised Statutes (24-75-701) and is overseen by the Colorado Securities Confluence Metropolitan District NOTES TO THE FINANCIAL STATEMENTS December 31, 2022 - 19 - NOTE D – CASH AND INVESTMENTS - CONTINUED Commissioner. The Trust invests in securities that are specified by the Colorado Revised Statutes (24-75- 601). These assets are valued at net asset value per share as determined by the pool. Authorized securities include US Treasuries, US Agencies, commercial paper, repurchase agreements and bank deposits (collateralized through PDPA). The Trust operates similar to a 2a7-like money market fund with a share value equal to $1.00 and a maximum weighted average maturity of 60 days. COLOTRUST is rated AAA by the Standard & Poor’s Corporation. Designated custodial banks provide safekeeping and depository services to the Trusts in connection with the direct investment and withdrawal functions of the Trusts. Substantially all securities owned by the Trusts are held by the Federal Reserve Bank in the account maintained for the custodial bank. NOTE E – CAPITAL ASSETS Capital asset activity for the year ended December 31, 2022 was as follows: Balance Balance December 31, December 31, 2021 Additions Retirements 2022 Depreciable Improvements $ 286,189 $ – $ – $ 286,189 Upper Terminal 173,442 – – 173,442 Gondola 7,715,649 – – 7,715,649 Lower Public Plaza 4,102,676 – – 4,102,676 Total capital assets 12,277,956 – – 12,277,956 Less accumulated depreciation Improvements (267,106 (19,083) – (286,189) Upper terminal (83,750) (5,781) – (89,531) Gondola (3,808,591) (261,938) – (4,070,529) Lower Public Plaza (1,845,202) (136,756) – (1,981,958) Total accumulated depreciation (6,004,649) (423,558) – (6,428,207) Net capital assets $ 6,273,307 $ (423,558) $ – $ 5,849,749 Depreciation expense was allocated $267,719 to the transportation function and $155,839 to the general government function. Confluence Metropolitan District NOTES TO THE FINANCIAL STATEMENTS December 31, 2022 - 20 - NOTE F – LONG-TERM OBLIGATIONS The following is an analysis of the change in long-term obligations for the year ended December 31, 2021: Balance Balance December 31, December 31, Due Within 2021 Additions Retirements 2022 One Year Due to Developer $ 991,101 $ – $ – $ 991,101 $ – A description of the long-term obligations outstanding as of December 31, 2022, is as follows: Developer Advances On August 22, 2006, the District entered into a Funding and Reimbursement Agreement with East West Resort Development XIV L.L.P. The Developer agreed to advance funds to the District, up to a maximum of $25,000,000 to enable the District to improve property and to acquire those public facilities and improvements that were paid for by the Developer within the District boundaries. Any amounts advanced to the District under this original agreement bear an annual interest rate of 12 percent, and the agreement automatically renewed each year unless terminated by the Developer. On December 18, 2007 the District entered into the First Amendment to the Funding and Reimbursement Agreement. The Amendment acknowledged the repayment of principal amounts owed to the Developer for advances made to the District excluding unpaid interest of $1,062,963 which remains due and owing to the Developer. In addition the Developer agreed to continue to advance funds to the District up to a maximum of $1,000,000 through January 31, 2009 to enable the District to provide operations and continue to improve property and to acquire those public facilities and improvements that have been paid for by the Developer within the District boundaries. Any amounts advanced to the District under this amended agreement also bear an annual interest rate of 12 percent, and the agreement automatically Balance Balance December 31, December 31, Due in Bonds 2021 Additions Retirements 2022 Next Year 2021A-1 Senior Refunding Loan 1,480,000$ -$ (350,000)$ 1,130,000$ 365,000$ 2021A-2 Senior Refunding Loan 17,200,000 - - 17,200,000 - 2021B Subordinate Bond 4,420,000 - - 4,420,000 - 2021B Subordinate Bonds Premium 141,304 - (4,958) 136,346 4,958 Total Bonds 23,241,304$ -$ (354,958)$ 22,886,346$ 369,958$ Confluence Metropolitan District NOTES TO THE FINANCIAL STATEMENTS December 31, 2022 - 21 - NOTE F – LONG-TERM OBLIGATIONS - CONTINUED renews each year unless terminated by the Developer. On August 26, 2008, the District entered into the Second Amendment to the Funding and Reimbursement Agreement. The amendment modified the interest rate to the prime rate specified in the Wall Street Journal on January 1, plus 2%. All other terms of the Agreement remain the same. On January 31, 2009, the District entered into a Third Amendment to the Funding and Reimbursement Agreement whereby the Developer agreed to continue to advance funds up to a maximum of $1,400,000 through December 31, 2011. All other terms of the Agreement remained the same. On November 29, 2011, the District entered into a Fourth Amendment to the Funding and Reimbursement Agreement whereby the Developer shall have no further obligation to advance funds to the District after December 31, 2011. All other terms of the Agreement remained the same. Repayment of amounts due to the Developer is subordinated to debt service requirements of the District’s Tax Supported Revenue Bonds. At December 31, 2022, in addition to outstanding developer advances of $991,101, unpaid interest due to the developer totaled $742,242. 2021A-1 and 2021A-2 Senior Notes and 2021B Bonds On June 10, 2021, the District closed on two loans in the aggregate amount of $18,700,000 consisting of the 2021A-1 Senior Loan in the amount of $1,500,000 and the 2021A-2 Senior Loan in the amount of $17,200,000. The proceeds of these loans were used to redeem the Refunded 2007 bonds on June 17, 2021. $499,414 of the proceeds from the 2021A-2 Loan were credited to the Senior Reserve Fund. Interest rates on the 2021A-1 and 2021A-2 loans are 1.540% to 3.060% and are due on December 1 and June 1 beginning in 2021. The loans are scheduled to be paid off in 2025 and 2050, respectively. The 2021B Bonds were issued on June 10, 2021 in the amount of $4,420,000 with a premium of $143,783. Principal payments on the bonds begin in 2021 and carry an interest rate of 5.500%. The bonds will be paid off in 2050. The refunding resulted in a loss on refunding of $61,846 and an economic loss of $8,725,393. Future maturities of the District’s bonds are as follows: Confluence Metropolitan District NOTES TO THE FINANCIAL STATEMENTS December 31, 2022 - 22 - NOTE F – LONG-TERM OBLIGATIONS - CONTINUED 2021A-1 and 2021A-2 Senior Notes and 2021B Bonds - continued Authorized Debt At December 31, 2022, the District has authorized but unissued general obligation debt for the following improvement purposes: NOTE G – RELATED PARTIES A majority of the members of the Board of Directors of the District are employees of the East West Partners (the Developer) or related entities. Principal Interest Total 2023 365,000$ 769,622$ 1,134,622$ 2024 395,000 764,001 1,159,001 2025 550,000 757,324 1,307,324 2026 590,000 742,320 1,332,320 2027 610,000 720,030 1,330,030 2028-2032 3,680,000 3,224,796 6,904,796 2033-2037 3,785,000 3,068,598 6,853,598 2038-2042 3,500,000 3,155,900 6,655,900 2043-2047 4,925,000 2,045,175 6,970,175 2048-2050 4,350,000 515,075 4,865,075 22,750,000$ 15,762,841$ 38,512,841$ 1998 Electoral 2006 Electoral 2020 Electoral Authorization Used Remaining Authorization Authorization Authorization Series 2021 Bonds Authorization Transportation 27,500,000$ 27,500,000$ -$ (9,994,422)$ 45,005,578$ Parks and recreation 8,100,000 8,100,000 - (5,453,142) 10,746,858 Streets 7,500,000 7,500,000 - (7,180,352) 7,819,648 Television 1,500,000 - - - 1,500,000 Sewer 500,000 1,500,000 - (1,095,288) 904,712 Water 500,000 1,500,000 - (768,604) 1,231,396 Traffic and safety 500,000 - - (173,192) 326,808 Fire protection 500,000 - - - 500,000 Mosquito and pest control 100,000 - - - 100,000 Operation and maintenance 100,000 1,200,000 - - 1,300,000 Refunding District Debt - - 47,800,000 (23,120,000) 24,680,000 46,800,000$ 47,300,000$ 47,800,000$ (47,785,000)$ 94,115,000$ Confluence Metropolitan District NOTES TO THE FINANCIAL STATEMENTS December 31, 2022 - 23 - NOTE H – AGREEMENTS WITH OTHER GOVERNMENTAL ENTITIES District Facilities Construction and Service Agreement The District has entered into a Second Amended and Restated Joint Facilities Construction and Service Agreement (the Agreement) with Avon Station Metropolitan District (“the Financing District”) dated April 26, 2007. On May 25, 2021 a First Amendment to the Agreement was approved in connection with the issuance of the 2021 obligations. Under the Agreement, the Financing District is to provide funding and the necessary tax base for financing the construction, operation, and maintenance of the public improvements that benefit both of the Districts. The Financing District may also obtain financing for the construction of the public improvements and pay the proceeds to the District. The District will manage the construction and operation of the public improvements, and own, operate, and maintain the public improvements pursuant to a long-term operations and maintenance program. Under the Agreement, the Financing District has assigned all revenue raised from mill levies assessed by ASMD to the District in order to offset the expenses of the construction of the public improvements and the District’s costs of operation and maintenance of such public improvements. The Agreement remains in force until all terms and conditions have been performed in their entirety. The Financing District’s primary revenue source is property taxes collectible annually based on a set mill levy applied to the assessed valuation of the Financing District’s property. During 2022, the District received $1,242,543 from the Financing District in accordance with this agreement. As of December 31, 2022, the District had incurred $24,251,837 in unreimbursed expenditures, which the Financing District will be obligated to pay pursuant to this agreement to the extent of legally available revenues. Previously an allowance for doubtful accounts was established to offset the full amount of the obligation due from ASMD as it was anticipated that there may be insufficient tax revenues collected in accordance with the Capital Pledge Agreement to pay down this obligation and future costs incurred, such as interest expense on the bonds. The refinancing of the debt in 2021 and the development of housing within the district in 2021 and 2022 has decreased the likelihood that the Capital and Service Obligations will not be received from Avon Station Metropolitan District and thus the District has recognized the receivable in full at December 31, 2022. The long-term receivable will be shown as follows: Capital and Service obligations from Avon Station Metropolitan District $ 24,251,837 Allowance for uncollectible obligation (0) Net Capital and Service obligations $ 24,251,837 Capital Pledge Agreement On May 1, 2007 the District entered into a Capital Pledge Agreement with Avon Station Metro District and the Trustee whereby ASMD pledged certain revenues to assist in the repayment of District bonds to Confluence Metropolitan District NOTES TO THE FINANCIAL STATEMENTS December 31, 2022 - 24 - NOTE H – AGREEMENTS WITH OTHER GOVERNMENTAL ENTITIES – CONTINUED the extent of the pledged revenues. As part of the issuance of the 2021 obligations, the District entered into the Amended and Restated Capital Pledge Agreement and the Capital Pledge Agreement (subordinate). Intergovernmental Agreement with Mountain Vista Metropolitan District The District has entered into an Amended and Restated Intergovernmental Agreement with Mountain Vista Metropolitan District (Mountain Vista) dated April 28, 2006. Under the agreement, Mountain Vista is to certify a mill levy up to 25 mills (subject to certain adjustments) but not in excess of the debt service mill levy imposed by ASMD for financing the construction, operation, and maintenance of public improvements that benefit both Districts. Of the 25 mills, 5 mills relate to operations and maintenance and will be imposed indefinitely unless the improvements are dedicated to the Town. The remaining 20 mills (subject to certain adjustments) related to CMD debt is subject to Mountain Vista’s electoral debt authorization which expired on February 23, 2020. The District will manage the construction and operation of the public improvements, and own, operate, and maintain the public improvements pursuant to a long-term operations and maintenance program. During 2022, the District received $18,070 from Mountain Vista in accordance with this agreement. Intergovernmental Agreement with Avon Urban Renewal Authority The District entered into an Intergovernmental Agreement with the Avon Urban Renewal Authority (the “Authority”) and ASMD concerning incremental taxes on October 9, 2007. Under this agreement, the Authority agreed to remit to the Districts the incremental revenues it receives as a result of ad valorem property taxes and specific ownership taxes levied by the Districts except those upon Lot B in ASMD and upon any increase in the number of dwelling units permitted or commercial square footage in the zoning entitlements as of February 27, 2007. The Districts shall use any District Tax Increment Revenues remitted for those purposes permitted by the Service Plan, including paying for public improvements within the Districts. During 2022, the District received $590,069 in accordance with this agreement. Facilities Operations Agreement The District entered into a Facilities Operation Agreement with the Town of Avon (TOA) on March 14, 2006. The agreement addresses the responsibilities and funding related to the construction, operations and maintenance for the Gondola and Public Plaza Improvements. During 2022, the District received $266,135 from TOA for their portion of the gondola and public plaza operation costs in accordance with the agreement. Confluence Metropolitan District NOTES TO THE FINANCIAL STATEMENTS December 31, 2022 - 25 - NOTE H – AGREEMENTS WITH OTHER GOVERNMENTAL ENTITIES – CONTINUED Operations Agreement The District entered into a Gondola Construction, Operations and Maintenance Agreement with the Vail Corporation on April 28, 2006. The agreement was amended on October 24, 2007 to include the District Plaza located at the upper gondola terminal. Under this agreement, Vail Corporation will provide operations and maintenance for the upper plaza and gondola. The Agreement will automatically renew each year for an initial period of 15 years absent written notice by either party of early termination. The Amendment states that, after the initial 15 year period, the District has the option to renew the Agreement for six (6) additional fifteen (15) year periods and the District must inform Vail in writing if it chooses to exercise that option. The District provided such a notice in 2022 to extend the agreement for the first 15 year period. During 2022, the District incurred costs of $362,182 under this agreement. NOTE I – RISK MANAGEMENT The District is exposed to various risks of loss related to torts, thefts of, damage to, or destruction of assets; errors or omissions, injuries to employees, or acts of God. The District is a member of the Colorado Special Districts Property and Liability Pool (Pool) as of December 31, 2022. The Pool is an organization created by intergovernmental agreement to provide property, liability, public officials’ liability, boiler and machinery, and workers’ compensation coverage to its members. Settled claims have not exceeded this coverage in the past three years. The District pays annual premiums to the Pool for liability, property, and public officials’ coverage. In the event aggregated losses incurred by the Pool exceed amounts recoverable from reinsurance contracts and funds accumulated by the Pool, the Pool may require additional contributions from the Pool members. Any excess funds which the Pool determines are not needed for purposes of the Pool may be returned to the members pursuant to a distribution formula. NOTE J – TAX, SPENDING AND DEBT LIMITATIONS Article X, Section 20 of the Colorado Constitution, commonly known as the Taxpayer’s Bill of Rights (TABOR), contains tax, spending, revenue and debt limitations which apply to the State of Colorado and all local governments. Spending and revenue limits are determined based on the prior year’s Fiscal Year Spending adjusted for allowable increases based upon inflation and local growth. Fiscal Year Spending is generally defined as expenditures plus reserve increases with certain exceptions. Revenue in excess of the Fiscal Year spending limit must be refunded unless the voters approve retention of such revenue. TABOR requires local governments to establish emergency reserves. These reserves must be at least 3% of Fiscal Year Spending, excluding bonded debt service. Local governments are not allowed to use the emergency reserves to compensate for economic conditions, revenue shortfalls, or salary or benefit Confluence Metropolitan District NOTES TO THE FINANCIAL STATEMENTS December 31, 2022 - 26 - NOTE J – TAX, SPENDING AND DEBT LIMITATIONS – CONTINUED increases. On November 3, 1998, a majority of the District’s electors authorized the District (1) to increase taxes annually unlimited as to rate or amount by the imposition of an ad valorem property tax levy to be in effect for the life of the debt, which is limited to 20 years, and (2) to collect, keep, and expend all District revenues during 1999, and continuing thereafter without regard to limitations under TABOR. On May 2, 2006, the majority of the District’s electors authorized the removal of the 20-year term restriction of the tax levy. Also, on November 3, 1998, the voters of the District authorized the issuance of $46,800,000 in debt and approved an increase in property tax revenue to pay such debt. On May 2, 2006, voters of the District increased this amount by $47,300,000 to a total authorized debt amount of $94,100,000. On November 3, 2020, a majority of the District’s electors authorized the District to increase debt by $47,800,000 and to increase taxes annually to pay such debt, and to collect, keep and expend all District revenues during 2020 and continuing thereafter without regard to limitations under TABOR. The District’s management believes it is in compliance with the provisions of TABOR. However, TABOR is complex and subject to interpretation. Many of the provisions, including the interpretation of how to calculate Fiscal Year Spending limits will require judicial interpretation. Variance Original Final Over Budget Budget Actual (Under) Revenue Property tax 23,492$ 24,463$ 24,446$ (17)$ TIFF payments from Town of Avon 222,184 221,823 204,715 (17,108) Service obligation payments from Avon Station Metropolitan District 391,304 393,723 393,710 (13) Service obligation payments from Mountain Vista Metropolitan District 18,008 18,070 18,070 - Town of Avon payment for gondola and public plaza operations 334,750 332,800 266,135 (66,665) Investment income and other 1,000 4,795 (11,981) (16,776) Total Revenues 990,738 995,674 895,095 (100,579) Expenditures General government Accounting 27,300 37,500 34,326 (3,174) Audit 7,800 7,650 7,650 - Directors' fees 2,250 2,250 1,399 (851) Election 1,500 1,950 1,949 (1) Insurance 46,400 46,400 24,713 (21,687) Legal 25,750 25,750 23,590 (2,160) Miscellaneous expense 250 250 210 (40) Treasurer's fees 678 678 682 4 Landscape entry/monument 252,500 412,907 404,205 (8,702) Transportation Airspace lease 4,500 4,500 4,480 (20) Utilities 30,000 27,500 26,659 (841) Gondola insurance 42,500 41,100 41,082 (18) Gondola operations 315,000 315,000 287,182 (27,818) Gondola repairs and maintenance - - 2,200 2,200 Gondola management 75,000 75,000 75,000 - Plaza operations 87,500 87,500 101,953 14,453 Contingency 10,000 10,000 - (10,000) Total Expenditures 928,928 1,095,935 1,037,280 (58,655) Revenues Over (Under) Expenditures 61,810 (100,261) (142,185) (41,924) Other Financing Sources (Uses) Transfers out (129,500) (129,500) (129,500) - Total Other Financing Uses (129,500) (129,500) (129,500) - Net Change in Fund Balance (67,690) (229,761) (271,685) (41,924) Fund Balance, beginning of year 320,685 317,712 317,712 - Fund Balance, end of year 252,995$ 87,951$ 46,027$ (41,924)$ Confluence Metropolitan District SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL - GENERAL FUND For the year ended December 31, 2022 - 27 - Confluence Metropolitan District NOTES TO THE REQUIRED SUPPLEMENTARY INFORMATION December 31, 2022 - 28 - RSI NOTE A – BUDGETARY INFORMATION Budgets for major governmental funds are adopted on the modified accrual basis where capital outlays are treated as expenditures and depreciation is not budgeted. The operating budget includes proposed expenditures and the means of financing them. The Board of Directors must approve transfers between funds or increases to a fund’s budget. RSI NOTE B – EXPENDITURES/EXPENSES IN EXCESS OF APPROPRIATION State Statute requires that expenditures and transfers for a fund cannot exceed the appropriations for that fund. Appropriations for a fund may be increased provided unanticipated resources offset them. The budget is controlled at the departmental line level within each fund. However, the legal level of appropriation is within the fund. In 2022, the District did not have any budget violations. Variance Over Original Budget Final Budget Actual (Under) Revenue TIFF payments from Town of Avon 396,031$ 396,031$ 385,354$ (10,677)$ Capital obligation payments from Avon Station Metropolitan District 815,797 850,953 848,833 (2,120) Interest income - 7,500 15,194 7,694 Total Revenue 1,211,828 1,254,484 1,249,381 (5,103) Expenditures General government Agent fees 10,000 9,413 9,073 (340) Debt Service Interest 775,012 775,599 775,599 - Total Expenditures 785,012 785,012 784,672 (340) Revenues Over (Under) Expenditures 426,816 469,472 464,709 (4,763) Other Financing Sources (Uses) Payoff of 2007 bonds (350,000) (350,000) (350,000) - Total Other Financing Sources (Uses) (350,000) (350,000) (350,000) - Net Change in Fund Balance 76,816 119,472 114,709 (4,763) Fund Balance, beginning of year 553,634 624,445 624,445 - Fund Balance, end of year 630,450$ 743,917$ 739,154$ (4,763)$ For the year ended December 31, 2022 IN FUND BALANCE - BUDGET AND ACTUAL - DEBT SERVICE FUND SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES Confluence Metropolitan District - 29 - Variance Original Final Over Budget Budget Actual (Under) Revenue Interest 1,110$ 5,000$ 11,650$ 6,650$ Total Revenue 1,110 5,000 11,650 6,650 Expenditures Transportation Gondola expenses 100,000 100,000 - (100,000) Total expenditures 100,000 100,000 - (100,000) Revenues Over (Under) Expenditures (98,890) (95,000) 11,650 106,650 Other Financing Sources (Uses) Transfers in 129,500 129,500 129,500 - Total Other Financing Sources 129,500 129,500 129,500 - Net Change in Fund Balance 30,610 34,500 141,150 106,650 Fund Balance, beginning of year 739,656 869,521 869,521 - Fund Balance, end of year 770,266$ 904,021$ 1,010,671$ 106,650$ For the year ended December 31, 2022 BUDGET AND ACTUAL - GONDOLA/CAPITAL RESERVE FUND SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - Confluence Metropolitan District - 30 - Year ending December 31 Principal Interest Total 2023 365,000 769,622 1,134,622 2024 395,000 764,001 1,159,001 2025 550,000 757,324 1,307,324 2026 590,000 742,320 1,332,320 2027 610,000 720,030 1,330,030 2028 660,000 697,148 1,357,148 2029 685,000 672,405 1,357,405 2030 740,000 646,795 1,386,795 2031 770,000 618,795 1,388,795 2032 825,000 589,653 1,414,653 2033 855,000 558,375 1,413,375 2034 915,000 525,828 1,440,828 2035 950,000 490,870 1,440,870 2036 525,000 761,200 1,286,200 2037 540,000 732,325 1,272,325 2038 610,000 702,625 1,312,625 2039 635,000 669,075 1,304,075 2040 710,000 634,150 1,344,150 2041 730,000 595,100 1,325,100 2042 815,000 554,950 1,369,950 2043 845,000 510,125 1,355,125 2044 935,000 463,650 1,398,650 2045 970,000 412,225 1,382,225 2046 1,065,000 358,875 1,423,875 2047 1,110,000 300,300 1,410,300 2048 1,210,000 239,250 1,449,250 2049 1,265,000 172,700 1,437,700 2050 1,875,000 103,125 1,978,125 22,750,000$ 15,762,841$ 38,512,841$ June 10, 2021, Principal Due December 1 Interest at 1.54% to 5.00% Due June 1 and December 1 Confluence Metropolitan District SCHEDULE OF BOND OBLIGATIONS AND INTEREST December 31, 2022 Limited Tax Supported Revenue Refunding Loan, Series 2021A1 Subordinate Liminted Tax Supported Revenue Refunding Bonds, Series 2021B REQUIREMENTS TO MATURITY Limited Tax Supoorted Revenue Refunding Loan, Series 2021A2 - 31 -